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Content
The Homeless Families Program
A Summary of Key Findings
By Debra J. Rog and Marjorie
Gutman
Editors'
Introduction
| The Foundation has made two investments
in large national programs directed at alleviating
problems facing homeless people in America. The first,
Health Care for the Homeless, attempted to increase
the availability of health care services for homeless
people. It became a model that was cited when the
federal government passed the McKinney Act in 1987,
providing federal dollars to improve access to health
care for homeless people throughout the country.
After the Health Care for the Homeless program was
completed, the Foundation funded a second program,
this time focusing on homeless families. The Homeless
Families Program was more ambitious than the first.
It attempted to improve not only health care services
for homeless families but also a range of other social
services generally important to their well-being.
The Foundation entered an active and productive partnership
with the federal Department of Housing and Urban Development,
which made stable housing arrangements available to
the families participating in the program.
The premise of the program was that both housing and
social services (including health care) were needed
to get many homeless families back into stable and
independent life circumstances. |
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The Homeless Families Program exemplifies
a range of national programs begun by the Foundation
in the late 1980s and the start of the 1990s, which
emphasized systems reform as a long-range solution
to making public investments in social services more
productive. The theory held that the problem with
social services was not just that more were necessary
but that existing resources needed to be better coordinated
and better focused.
Chapter Ten was written by Debra J. Rog and Marjorie
Gutman. They present findings from the formal evaluation
of the program that the Foundation funded soon after
the program was initiated. This chapter offers insights
into the problems faced by homeless families as well
as the obstacles faced by program managers trying
to bring about system reform. The discussion also
addresses the challenges involved in designing and
implementing "enriched services" accompanying
housing for the homeless.
Rog, who is a research fellow at the Center for Mental
Health Policy, Institute for Public Policy Studies
at Vanderbilt University, has published extensively
on the problems of homelessness in America. Gutman,
a senior program officer of the Foundation who was
in charge of the design and monitoring of this evaluation,
has been active in developing and evaluating a number
of Foundation programs addressing the needs of vulnerable
populations. |
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Chapter 10
Americans have a short attention span. A newly
discovered problem receives major national attention from
the public and policy makers for a few years, only to be replaced
by another pressing problem. Most disturbing, in the case
of social issues, the first problem is rarely resolved and
the "new" one may even be another manifestation
of the same issue.
This is certainly true of homelessness. During the 1980s,
homelessness took center stage as a largely unexpected new
problem for our society. Homeless people have been found in
most times and places, of course, but the increasing appearance
of homeless women and children, and even whole families, on
the streets and in shelters made the issue highly visible
and compelling.1 Best
estimates were that women and children totaled one-fifth to
one-third of the homeless population.2
One heated debate at the time concerned the extent to which
these families were homeless because of temporary economic
dislocation or because of endemic poverty and other complicating
factors.
It was against this backdrop that the Homeless Families Program,
a five-year effort, was initiated in 1990. Even as the HFP
was starting, national attention on homelessness was already
beginning to wane and has remained low ever since. It is true
that a small cadre of activists, providers, policy makers,
and dedicated volunteers have continued to grapple with the
problem, and it does surface now and again in public debate.
But by and large the public's attention is captured by current
concerns--welfare reform, the "underclass," violence--and
it is easy to forget that homeless persons, and especially
homeless families, are a small but very important part of
the "new" problems the nation is trying to address.
PROGRAM OVERVIEW
The Homeless Families Program, a joint effort of The Robert
Wood Johnson Foundation and the Department of Housing and
Urban Development, was the first large-scale response to the
problem of family homelessness. Started in nine cities across
the nation, it had two complementary goals:
- To develop or restructure the systems of health, support
services, and housing for families
- To develop a model of services-enriched housing for families
who have multiple, complex problems
The ultimate goal of the Homeless Families Program was to
improve the residential stability of families, promote greater
use of services, and increase steps toward self-sufficiency.
In addition, as a demonstration program the HFP integrated
a major evaluation into the initiative at all sites. The evaluation
was designed to learn more about the needs of families who
struggle with homelessness and other problems, to learn how
services and systems might be better organized and delivered
to meet those needs, and to examine how housing might be delivered
to promote stability and use of services as well as progress
toward self-sufficiency.
The Homeless Families Program was an outgrowth of several
previous demonstration programs. One main progenitor was the
nineteen-city Health Care for the Homeless Program, cofunded
by The Robert Wood Johnson Foundation and the Pew Charitable
Trusts in 1985.3 Under
this program, thousands of homeless people received health
services, assessments, and referrals through primary care
clinics located in shelters. The simple premise of the program
was to make health care accessible to homeless people by locating
it where they congregate and by tailoring the care to their
special needs. The program accomplished its goal of demonstrating
the feasibility and the acceptability of health clinics for
homeless persons, and it became the template for the hundreds
of clinics supported in many cities under the 1987 Stewart
B. McKinney Act--the nation's landmark legislation in homelessness.
Additionally, evaluation of the Health Care for the Homeless
Program led to the first large multicity dataset on the characteristics
of homeless people and their health care needs. This study,
along with others conducted at the time, helped establish
the fact that young families--consisting mostly of single
women with two to three children--made up a significant segment,
and the fastest-growing one, of the homeless population.4
These studies also documented that members of homeless
families were experiencing significant health problems, depression,
and developmental delays. For example, roughly 33 percent
of homeless mothers in the study suffered from psychiatric
problems, and roughly 20 percent abused alcohol or illegal
drugs. The children in these situations had very low rates
of immunization and suffered from extraordinarily high rates
of childhood illness. Thirty-five percent of them had recurrent
ear infections. The incidence of chronic disorders ran approximately
twice the norm. Finally, data from the Health Care for the
Homeless Program supported the contention of many researchers
that a significant number of these children were at risk for
long-term, if not permanent, developmental delay.
Growing recognition and evidence of the more complex needs
of subgroups of the homeless, especially these families, led
to the development of the Homeless Families Program. The design
of the HFP reflects experiences from yet another Robert Wood
Johnson Foundation/HUD joint initiative, the Program on Chronic
Mental Illness, as well as HUD's Transitional Housing Program
under the McKinney Act. Both of these programs reinforced
the view that although permanent housing was absolutely necessary,
it was not in itself sufficient if substantial segments of
the homeless population were to achieve stability and self-sufficiency.
Rather, these individuals and families appeared to need more
comprehensive, individually tailored benefits involving permanent
housing, health, social, and support services. The Program
on Chronic Mental Illness,5
an effort to create more centralized local systems of care,
also furthered the view that, in addition to new ways of delivering
services, systemic efforts were needed to help vulnerable
populations.
Thus, the first premise of the Homeless Families Program is
that whereas some families are homeless for reasons that are
primarily economic, others face more complex problems. For
them, a lack of housing was not believed to be the sole cause
of their homelessness, and housing alone was not the simple
solution to it. Such families might need continuing and comprehensive
health, housing, and supportive services in order to function
in the community. The second premise is that these families
need case management to help them get necessary services.
Public funding has made a number of services and supports
available to young families, through Aid to Families with
Dependent Children; Medicaid; Maternal and Child Health; the
Supplemental Food Program for Women, Infants, and Children
(WIC); Social Service Block Grants; Head Start; and the McKinney
Act funds. But these services are fragmented among agencies
and may be difficult for homeless mothers to obtain.
The third premise is that although a number of communities
do provide many of the services available for homeless families,
these efforts are splintered, and a more systemic approach
is needed. A modest infusion of grant money and housing subsidies
could enable these communities to build comprehensive, coordinated
service systems to ensure that these young families get the
continuing services they need.
Each of the nine HFP sites received approximately $600,000
in grant money over five years to facilitate systems of care
for homeless families and, within that context, to demonstrate
a model of services-enriched housing for a group of families.
The projects were led by either a city or a county public
agency, a coalition or task force for the homeless, or another
nonprofit provider. Guided by the HFP National Program Office
and HUD, each project developed a memorandum of understanding
with the local public housing authority. Through this agreement,
each project received an allotment of approximately 150 Section
8 housing certificates6
from HUD to allocate to families with multiple problems, many
of whom had not been on the existing waiting list of the public
housing authority. For each family receiving a Section 8 certificate,
the HFP lead agency was to provide or obtain services through
case management. Robert Wood Johnson Foundation support of
the program totaled $4.7 million, while HUD's contribution
totaled $30 million in rental subsidies over five years.
EVALUATION DESCRIPTION
An evaluation was designed to answer three major questions:
- What is the nature of the system initiatives and specific
services-enriched housing interventionsimplemented in each
of the projects?
- What is the nature of the target population served in
the Homeless Families Program?
- What are the outcomes of the system initiatives and the
specific services-enriched housing interventions for the
service systems and for the families participating in the
initiatives?7
Preliminary results of the evaluation are reported below.
DESCRIPTION OF PARTICIPATIONG FAMILIES
Of the 1,670 families accepted into the program and included
in its management information system, 1,298 entered services-enriched
housing. These families, the focus of the evaluation, were
similar demographically to families described in other studies
of homeless families and welfare recipients. The average family
was headed by a woman in her late twenties or early thirties,
with two children, at least one of whom was less than three
years old. Ethnicity and education varied across the sites,
most often reflecting the characteristics of the particular
site. Service needs appeared to be more pervasive and severe
for the HFP families than has been the case in other studies
of homeless families and families receiving welfare.8
EVALUATION FINDINGS
Families: Needs, Strengths, and Outcomes
Because the program targeted homeless families with multiple
problems, there are limitations to the extent to which these
data can be applied to the full population of homeless families.
However, the results do clarify the complexity and the character
of a segment of the population and help anchor an understanding
of the broader population. Perhaps most important, taken together
with the outcomes, we can learn what is possible even for
families with the most complex challenges and needs.
FAMILIES IN NEED OFTEN PRESENT A WEB OF INTERRELATED
AND DEEP-SEATED CHALLENGES. Families served through
the HFP struggled with homelessness and residential instability
for some time. On average, families experienced their first
time without their own home about five years before they entered
the program. In the eighteen months just before entering the
HFP, most of the families spent time either in a shelter (approximately
five months) or doubled up (five months). Families spent about
seven months in their own homes, but rarely consecutively.
The families moved frequently--about every three and half
months in the eighteen-month period--before entering the HFP.
Housing instability is only one of the areas of difficulty
for the families who entered the program. All areas of need
were pronounced (Table 10.1) for the population of women served,
especially in comparison to the general population. Additionally,
the majority of families had multiple service needs in the
areas of physical and mental health, substance abuse, education
and training, and others. In fact, nearly a quarter were found
to have current needs in all three major areas examined--human
capital, physical health, and mental health-related--and 80
percent had needs in two or more categories.
MENTAL HEALTH NEEDS AND DOMESTIC VIOLENCE SURFACE
AS TWO DISABLING FACTORS FOR THE FAMILIES. Perhaps
the most marked areas of need that these women have tackled
through much of their lives fall within the category of mental
health. Even as children, more than half of them would have
been considered at risk for future mental health problems
because they had been placed in foster care, had run away
for a week or longer, or had experienced physical and/or sexual
abuse.
As adults, the vast majority of women in the HFP had one or
more indications of mental health need. A sizable percentage,
15 percent, were hospitalized one or more times for a mental
health problem, 3 percent in the year before they came into
the program. More than half were considered psychologically
distressed and in need of further evaluation for depression.
One of the most troubling findings in this area is the extent
to which these women have been victims of abuse and, in turn,
have tried to hurt themselves. Nearly all (81 percent) reported
some type of abuse by a former partner, and 65 percent reported
one or more severe acts of violence by a past partner. In
addition, more than a third cited domestic violence as a reason
for moving in the five years before they entered the program.
Reports of suicide attempts by these women were almost ten
times as frequent as they were for the general population
(28 percent versus 3 percent). Of those who reported ever
attempting suicide, more than half of this group--57 percent--reported
multiple attempts. Drug overdosing was the most common method
used. The seriousness of the suicide attempts is highlighted
by the fact that 43 percent of the most recent attempts resulted
in a hospitalization and, in fact, account for the majority
of the mental health hospitalizations reported.
THROUGH THEIR PARTICIPATION IN THE HFP, FAMILIES INCREASE
THEIR ACCESS TO AND USE OF AN ARRAY OF SERVICES.
A critical discovery made as families entered the Homeless
Families Program was that the majority of them were not receiving
needed services.9 In
fact, the vast majority--70 percent or more of those in need--were
not receiving mental health, dental, and alcohol treatment
services. A smaller but still sizable percentage of families,
58 percent, were not receiving needed drug services.
Through the program, access to services appeared to improve
(Table 10.2). The biggest increases were experienced in mental
health services, followed by alcohol and drug services. Because
families had reported relatively high access before they entered
the HFP, health services did not change while they were in
the program. Access to dental services increased slightly,
but adult family members continued to have a high level of
unmet need.10
FAMILIES ACROSS THE SITES HAVE MADE CONSIDERABLE GAINS
IN RESIDENTIAL STABILITY. Despite years of
instability, families achieved substantial residential stability
after they entered the program. At eighteen months after entering
the program, more than 85 percent of the families were still
stably housed in the six sites that provided data. This represents
more than a doubling of the time the families spent in permanent
housing for the same period before they entered the program.
The remainder of families either lost their Section 8 certificate
because of one or more violations--fraud, for example--or
voluntarily returned the certificate (for example, to move
to another state).
After thirty months, rates of stability continued to be high,
but more differences emerged among program sites. In three
of the six sites for which data are available, more than 80
percent of the families were known to be in permanent housing,
typically with the original Section 8 certificates. In the
other three sites, fewer than 65 percent were known to be
residentially stable in permanent housing. Analyses to date
have identified few stable predictors of housing loss within
and across sites. When the data are examined through the use
of more complex statistical analysis, they show that the loss
of housing is related to mothers' reports of current severe
violence as well as being pregnant or having an infant at
the time they entered the program.11
These two predictors are important and troubling, and both
will continue to be explored in future analyses.
FAMILIES HAVE MADE LITTLE AND ERRATIC PROGRESS TOWARD
SELF-SUFFICIENCY AND CONTINUE TO HAVE CONSIDERABLE DEPENDENCE
ON FEDERAL AND STATE SUPPORT. Participation
in education, job training, and employment has fluctuated
throughout the Homeless Families Program. The data from the
management information system do not permit a sensitive and
complete analysis of the changes in these areas, but for those
sites where data are available, it appears that about 40 percent
of the primary parents have attended school at least once
during the program, and about half received some employment
or vocational service, including counseling and job training.
About half of the primary parents also reported working some
time during this period.
When families leave the program, having received a year or
so of case management services, 20 percent of the primary
parents are known to be working, compared with 13 percent
when they entered.12
The increase is slight and not uniform, which means that some
individuals who were employed when they entered the program
were not working when they left it. Although some sites showed
increases in the number of people with jobs, in most cases
the increases were not statistically significant. In addition,
a few reportedly had a job lined up (5 percent); about 9 percent
were in job training, and 16 percent reported being in school.
Taken together, 39 percent were working, preparing to work,
or obtaining further education.
A number of factors may explain the unstable movement toward
self-sufficiency shown by most families in the HFP. One factor
is that the projects focused more on helping families remain
residentially stable than on becoming self-sufficient; another
is that a year or so after entry into the program may still
be too early to determine accurately how successful a family
will be at self-sufficiency. Indeed, residential stability
and self-sufficiency may go hand in hand, since part of the
rationale behind the program is that residential stability
is required before anyone in a family can begin to think about
holding a full-time job, continuing schooling, and moving
off public assistance. Even after thirty months, the data
on residential stability indicate that the vast majority of
families who remain in permanent housing were still receiving
subsidies, and the available information on those who returned
the Section 8 certificates or lost them suggests that these
families were most likely in unstable living and working situations.
Few appeared to have moved off public assistance, and very
few off Section 8.
Lack of child care may be a major barrier to achieving self-sufficiency.
Across the sites, 72 percent of the families in the program
were reported to need child care services at intake and/or
during the program. Only 41 percent of the families needing
child care services were reported to have received them at
least once throughout the program.
It is also important to recognize the range and the magnitude
of the problems faced by most of the families in the HFP.
Their past lives often have been challenged by economic and
personal traumas. Even though the data suggest that the HFP
has given them access to some services, many of the problems
are long-standing and unlikely to disappear instantly. Despite
increased housing stability, many families remain vulnerable
to the ordinary challenges of life, let alone to broader reforms.
The primary parents in these families often cycle through
jobs, education, and services in response to other events
in their lives--reuniting with a former batterer, for instance,
or returning to drug or alcohol abuse. The overwhelming majority
of HFP families received multiple public benefits (AFDC, food
stamps, school lunches) and were likely to be substantially
affected by changes in welfare and related benefit programs.
Whether the new programs can adequately prepare these families
to enter the workforce within the time frame stipulated remains
to be seen. Families' involvement in similar efforts in the
past appear to have limited benefit, at least in the short
run.
Systems
The evaluation was designed to examine how service systems
can be developed, organized, and sustained to respond to the
needs of homeless families, especially those with multiple
needs.
THE SERVICE "SYSTEM" FOR HOMELESS FAMILIES
IS ILL-DEFINED AND FRAGMENTED AND INVOLVES MULTIPLE SERVICES
AND SYSTEMS. In fact, the term homeless system
is a misnomer; for families in particular, there are often
multiple systems that provide services. Each of these systems
has its own level of fragmentation, and the connections among
the various systems are even looser.
Three types of service systems are relevant to homeless families:
homeless services, mainstream services, and coordinating services.
Homeless services are specifically designed for individuals
and families who lack a regular and permanent place to stay.
In most places, these services include shelter and transitional
housing, as well as food, clothing, and furniture assistance.
Mainstream services refer to those needed by most low-income
families, homeless or otherwise. These include housing, income
support, child care, health and dental care, mental health
services, counseling for domestic violence, alcohol and drug
treatment, and others. Many mainstream service systems are
well established but were not designed to serve a homeless
population. An examination of the systems across the nine
HFP sites revealed few absolute gaps in services for homeless
families. Every site had some type of child care available,
for example, and some form of mental health services. What
was more common and amazingly consistent across the sites
were gaps in specific types of services resulting from limitations
in capacity, eligibility restrictions, high costs, and constraints
on accessibility. This finding conflicted with a key program
premise, that services for homeless families did exist.
Common service gaps include affordable housing, with a desperate
need for larger units and subsidies to ensure affordability;
residential alcohol and drug programs that permit mothers
to keep their children with them; affordable child care; mental
health services for adults and children who are not seriously
and persistently mentally ill but are trying to cope with
issues of domestic violence, depression, and other problems
stemming from their past instability; general legal assistance;
and dental services for adults beyond extractions and fillings.
Often, transportation is not available or not affordable,
which creates an additional barrier to services.
Coordination services for families, if available, typically
entail some form of case management. When case management
was available in shelters and transitional housing, it was
generally in short supply and of limited duration, with little
if any follow-up once a family moved into permanent housing.
Some mainstream services, such as job training, had case management
attached to them, but it was also generally of limited duration
and involved only services brokering. At the HFP sites, case
management was not routinely available to homeless families
moving into permanent housing. Therefore, unless families
were in the HFP, they were largely on their own to negotiate
the web of systems and services when they moved into permanent
housing.
THE HFP HAS LED TO SOME FIXING OF THE SYSTEM.
A goal of the HFP was to change the systems for dealing with
the homeless. By and large, however, the system activities
of the HFP projects did not result in broad-based changes
but rather in some temporary or small-scale fix to improve
service delivery for the families needing the service. The
most common HFP system activities were project fixes: filling
service gaps for the families in the HFP services-enriched
housing. Mental health services, for example, were a critical
gap for families participating in the program. Unable to obtain
timely access for families needing therapy and other services
to cope with the effects of domestic violence or other problems,
a number of the HFP sites responded by hiring individual therapists
to work with their families. The HFP efforts thus improved
the accessibility of mental health services for families in
the project, but they did not change how the overall mental
health system relates to homeless families.
Other HFP activities created "system fixes" in which
services were increased or improved for homeless families
other than those in the demonstration. For example, the HFP
National Program Office developed ways to use the Federally
Qualified Health Center provision of Medicaid to create additional
resources to cover the costs of case management and other
services. This typically involved working with a single community
health center or a Health Care for the Homeless clinic. Although
the effort had the potential to spread systemwide, it was
relatively circumscribed and independent of other reforms
within the health care system.
System changes--enduring and far-reaching reformulations or
modifications in the structure of a system--were rare in the
Homeless Families Program. The one exception involved changes
in the role of the public housing authority. Through their
participation in the program, several housing authorities
increased their awareness of, and sensitivity to, the needs
of homeless families. They became more active participants
in developing supportive housing for this population. The
efforts of The Robert Wood Johnson Foundation and HUD appear
to have been key factors in facilitating this change.
THE COMPLEXITY AND THE FRAGMENTATION OF SERVICE SYSTEMS
FOR FAMILIES TRANSITIONING FROM HOMELESSNESS MAKES TRUE CHANGE
DIFFICULT, IF NOT IMPOSSIBLE, FOR SMALL PRIVATE INITIATIVES.
Although ambitious, the efforts of the Homeless Families Program
to reform systems were in many ways overpowered by the complexity
of the systems that needed restructuring. First, restructuring
systems to meet the needs of homeless families meant dealing
not with just one system but with several systems. Most of
these systems are large and complex and serve a variety of
people, of whom homeless families generally make up a small
and relatively invisible fraction. Significant changes in
mainstream systems are unlikely to be driven by the needs
of this subpopulation of clients.
Second, the positioning of the Homeless Families Program in
each community rarely gave it the clout needed to restructure
or build a homeless service system. In some cases, the HFP
was a program within a city or county health agency. At best,
it could call upon the agency leadership to coordinate the
efforts of other agencies. In other cases, the program was
located in coalitions or task forces for the homeless that
might have had the influence to bring groups together and
to identify needed changes but were not in a position to make
the changes happen.
Third, the resources that the HFP brought to the communities
were too small to allow for major restructuring. The modest
funding provided to each site was used to support a program
director and case management or program staff. Although the
Section 8 certificates contributed from HUD for this initiative
were not inconsequential, they were designated as housing
subsidies, not flexible funds that could be used to create
new systems or strategies for action. Ironically, just having
these certificates caused projects to focus much of their
limited resources on the development and implementation of
the services-enriched housing and less on the more nebulous
goal of creating systems change.
SYSTEMS CHANGE AT THE LOCAL LEVEL MAY BE SPURRED BY
FEDERAL AND NATIONAL LEADERSHIP The one area where
systems change appeared most consistently involved the public
housing authorities. Across the sites, the housing authorities
became stronger and more vocal participants in supportive
housing for families. In addition to providing concrete advice
that spurred collaboration between housing authorities and
the HFP lead agencies, HUD and the Foundation required them
to work out a Memorandum of Understanding. The framework for
these memoranda, developed by HUD and the HFP National Office,
stipulated the nature of collaboration that was expected between
the housing authority and the HFP over the five years of the
program. The memorandum was often used, particularly in the
early stages of the program, as a tool to prod the housing
authorities to modify procedures, cut red tape, and institute
other changes needed to get the program off the ground. In
addition, by having a written memorandum, the projects were
less susceptible to internal changes (such as changes in executive
directors of the housing authorities) that could otherwise
threaten the agency's involvement in the HFP.
THE ABILITY TO ENGINEER AND MEASURE SYSTEMS CHANGE
IS HAMPERED BY THE LACK OF A THEORY OF SYSTEMS CHANGE.
The Homeless Families Program had no articulated theory of
systems change. Absent from the projects was a perspective
of what the ideal system should be for families in order to
break the cycle of homelessness. The goals were nonspecific,
and the steps needed to achieve the goals were not detailed.
None of the projects was preceded by an assessment of the
needs, gaps, and strengths in the system. To fill this gap,
the evaluation developed a framework of the ideal system to
use as a tool for benchmarking the varied activities of the
sites.
In addition, there was no explicit strategy for bringing about
change. The desired outcome was a system that would be coordinated,
accessible, and comprehensive. The general thinking was that
the projects would work with other agencies to determine the
changes that were needed in the current system, and either
reorganize it or identify and leverage additional resources
for new and enhanced services, or both. Ironically, the one
very positive initiative, the Memorandum of Understanding,
was not consciously viewed as a vehicle for systems change
but as a mechanism to ensure that the Section 8 certificates
would be dedicated to this program. The system changes stimulated
by the memoranda were an unexpected by-product.
Services
The evaluation was also designed to provide a detailed look
at the implementation of services-enriched housing. Little
is known about how best to meet the needs of families who
have been homeless and have had other problems for years.
One of the more widely touted strategies has been to provide
services, particularly case management, to families for some
period of time after they move to permanent housing. The Homeless
Families Program was the first large-scale attempt to provide
services-enriched permanent housing to families. HUD's Shelter+Care
and Supportive Housing Programs, which also combine case management
services and housing, are a major part of HUD's continuum-of-care
strategy for homeless families and individuals. Despite the
increasing use of case management, there has been little explicit
study of its effectiveness with homeless families. The HFP
provided an unparalleled opportunity to study case management
and other key aspects of services-enriched housing.
DESPITE A COMMON MODEL OF INTERVENTION, THE AMOUNT
OF CASE MANAGEMENT PROVIDED TO HOMELESS FAMILIES VARIES DRAMATICALLY
There was a remarkable similarity in the background and training
of the case managers hired at the nine HFP sites, in the types
of activities they conducted, and in the services they provided.13
The vast majority of case managers working in this program
were women in their thirties or forties, with a bachelor's
or higher degree in social work or a related field, who had
been working as case managers for five or fewer years. Most
reported that their time with families was spent arranging
services, making routine visits or calls to families, and
working with families on skills development issues, such as
budgeting or problem solving.
Despite the similarities, the differences in the amount of
case management provided to families are striking. Although
the average family received fifteen hours of contact during
their first twelve months in the program, 33 percent of the
families received less than six hours, whereas nearly 20 percent
received more than twenty-four hours, and 5 percent received
more than fifty hours.14
Sites differed greatly with respect to the intensity of the
case management offered; statistically they can be grouped
into four levels. At the high end, families at one site received
an average of fifty-two hours of case management during their
first year in the program, or about an hour a week. All the
other sites had relatively less intensive case management,
with case managers in most projects meeting with each family
about one hour every two to three weeks. In two sites, families
met with their case manager less than one hour a month.
IMPLEMENTING INTENSIVE CASE MANAGEMENT FOR HOMELESS
FAMILIES REQUIRES A DIFFERENT APPROACH THAN THAT USED IN THE
HFP. Intensive case management was to be one of the
cornerstones of the Homeless Families Program, with case managers
spending as much time as needed with families. Although no
explicit definition of intensive case management was provided,
it was generally understood to mean at least one hour a week
of face-to-face contact with each family. A key insight gained
from this evaluation is that even when the HFP projects were
implemented as designed--a caseload of one manager to twenty
families, working with families a year or longer, visiting
families in their home--the expected level of intensity could
not be achieved.
With the need to spend time on paperwork, phone calls, meetings,
travel, and so on, case managers spent little over an hour
a month with each family, and they generally had one-quarter
of the day to meet face-to-face with families. Assuming a
one-to-twenty caseload, only if case managers had at least
half of each day to meet with families could they reach the
program goal of an hour a week in direct contact with each
family. In order to achieve the desired level of intensity,
the caseload and the work responsibility of case workers needs
to be reduced, and they should be teamed with lay helpers
and other support mechanisms.
INDIVIDUALS SKILLED IN LOCATING HOUSING AND WORKING
WITH LANDLORDS MAY BE AN IMPORTANT SERVICE FOR FAMILIES WHO
HAVE NOT HAD PREVIOUS SUCCESS WITH HOUSING, ESPECIALLY IN
TIGHT HOUSING MARKETS. An innovation at several
project sites was the appointment of a housing locator. This
person identifies promising housing, recruits landlords, helps
families find housing, and performs other related activities.
A locator has typically been used at sites where the low-income
housing market is especially tight and landlords willing to
take Section 8 certificates are not numerous. For most of
the public housing authorities, this position was new and
welcome; in at least one site, the housing locator was continued
within the housing authority so that he could work directly
with any family needing assistance. At another site where
the housing market was beginning to tighten over the last
year of the HFP, the housing authority was seriously exploring
the possibilities of hiring a housing locator to help families
find landlords willing to take HUD Section 8 certificates.
IMPLICATIONS OF THE EVALUATION FINDINGS FOR HOMELESS
FAMILIES AND BEYOND
The findings outlined below are pertinent not only for initiatives
directed toward homeless families but alsofor a broader set
of initiatives aimed at building and changing systems.
- Systems building requires a theory of systems change and
an understanding of the systems that exist and that are
desired. The HFP system efforts might have been more successful
if a study of the nature of the service systems involved
had been conducted before the program started and a detailed
theory of how to affect change had been developed. The program
was initiated at sites where project directors had little
understanding of how services were provided. Consequently,
the directors could only rarely describe a strategy for
creating systems change or articulate what they viewed to
be the ideal system. Without more refined notions of how
a program is to operate or what systems changes are sought,
projects are likely to continue focusing their efforts on
more concrete activities that may only by chance link to
change within the system.
- Foundation leadership and direction may be critical in
guiding demonstration initiatives. In addressing emerging
and ill-defined problem areas such as homelessness among
families, the leadership for developing theories and strategies
of intervention may need to come from a central funder or
demonstration sponsor. Although there may be merit in the
local generation of ideas and strategies, the experience
of the Homeless Families Program highlights the positive
effects of national leadership and direction by both The
Robert Wood Johnson Foundation and HUD.
- Because case management can be an elusive intervention,
careful design and quality control are needed to ensure
that it is clearly defined, implemented, and measured. Rarely
has case management been studied as comprehensively as in
the Homeless Families Program evaluation. Our findings illustrate
how intensive case management can often be intensive in
name only; the amount of contact provided to families was
rarely what
was expected. For greater quality control, it may be important
to monitor the amount of case management actually provided,
define carefully its key components such as supervision
and case mix, and develop safeguards so case managers do
not get spread too thin.
- Housing locators can be an important addition at public
housing authorities and other agencies working to house
homeless families, especially in areas where housing is
at a premium. The HFP experimented with a form of housing
search that was seemingly helpful in finding housing for
families and in working with landlords so that they would
be more willing to accept the Section 8 certificate and
to house families with limited, and often troubled, housing
records. In housing markets where landlords can often receive
rents higher than those the Section 8 certificate allows,
finding affordable housing is a formidable task. For families
who have limited negotiating skills, lack transportation,
and often need to bring their children with them, the task
becomes almost impossible, even if they can afford the Section
8 rents. The appointment of a housing locator is worth exploring
as a way to even the playing field in cities where homeless
and other families have been generally unsuccessful in the
housing market.
- Mental health problems stemming from domestic violence,
childhood abuse, and other life struggles continue to be
unmet and to challenge families' abilities to remain stable
unless eligibility guidelines for public mental health services
are broadened. The findings of the Homeless Families Program
evaluation illustrate the multiple psychological stresses
that homeless mothers face. Although many of the stresses
are not unique to homeless mothers, they are compounded
by the harsh realities of frequent moves, difficult and
often intolerable living conditions, and a lack of resources
to meet even the most basic of needs for oneself and one's
children. These stresses, often pervasive and long-standing,
may paralyze an individual and limit her ability to function
effectively.
Welfare and other reforms suggest that many of these family
stresses may continue, and even increase. There is a need
for mental health services that can aid families in coping
with these stresses. It is telling that six of the Homeless
Families Program projects integrated mental health services
into their efforts once they started to serve families;
they did not believe that they could handle families' needs
through case management alone. Current restrictions make
it impossible to provide public mental health services to
families in a timely manner unless a family member has a
severe and persistent mental illness. Although intended
to ensure that limited federal and state resources are directed
to those truly in need and not to the "worried well,"
these restrictions need to be revisited in light of the
increasing evidence of domestic violence and other risk
factors experienced by families, homeless or otherwise.
CONCLUSION
Homeless families, especially those with multiple problems,
are challenged by the reforms under way in welfare, health,
and housing. The gains in residential stability achieved by
the families in the Homeless Families Program are encouraging,
particularly in view of the long histories of housing instability
and other life struggles they have endured. However, families'
reliance on federal support for their basic needs and their
lack of steady progress in employment raise questions about
how long their situations will remain stable. Moreover, the
HFP findings suggest an ominous situation for other families
who are currently homeless, particularly those who mirror
the profile of the HFP families. Since these families have
consistently fallen out of the system, the only real gain
they have experienced in the last five years is staying in
permanent housing. The Section 8 housing subsidy, in particular,
appears to have pushed the majority of families above the
threshold. Few have gone beyond that, however, and most continue
to lack jobs, child care, and often sufficient education.
Cutbacks in welfare present a formidable challenge for these
families. The lack of consistent employment among families
during their stay in the HFP suggests that these families
continue to remain at risk of homelessness and that, unless
major changes are also provided in the employment environment,
the risk increases with welfare reforms. If Section 8 reforms
also limit the time Section 8 certificates can be used, a
return to homelessness for many families seems inevitable.
Endnotes
- J. Wright, Address Unknown: The Homeless
in America (New York: Aldine de Gruyter, 1989).(return
to article)
- U.S. Conference of Mayors, The Continued Growth of Hunger,
Homelessness and Poverty in America's Cities, 1986: A 25
City Survey (Washington, D.C.: author, 1986); U. S. Conference
of Mayors, A Status Report on Hunger and Homelessness in
America's Cities: 1988: A 27 City Survey (Washington, D.C.:
author, 1989); M. Burt and B. Cohen, America's Homeless:
Numbers, Characteristics, and Programs That Serve Them (Washington,
D.C.: Urban Institute Press, 1989); Wright (1989).(return
to article)
- P. W. Brickner, L. K. Scharer, B. A. Conanan, M. Savarese,
and B. C. Scanlan (eds.), Under the Safety Net: The Health
and Social Welfare of the Homeless in the United States
(New York: United Hospital Fund Book, Norton, 1990)(return
to article)
- See J. Wright and E. Weber, Homelessness and Health (Washington,
D.C.: McGraw-Hill Healthcare Information Center, 1987);
Wright (1989); U.S. Department of Housing and Urban Development,
The 1988 National Survey of Shelters for the Homeless (Washington,
D.C.: author, 1988).(return to article)
- See H. Goldman, J. Morrissey, and S. Ridgely, "Evaluating
the Robert Wood Johnson Foundation Program on Chronic Mental
Illness," Millbank Quarterly 72 (1994), 37-47.(return
to article)
- With a Section 8 housing certificate, a family pays 30
percent of its income toward rent and utilities. Most HFP
Section 8s were tenant-based, allowing the family to use
the subsidy for any apartment on the open market for which
the landlord would accept the certificate.(return
to article)
- To address these questions, the study had two major components:
multiple case studies involving the nine project areas and
three comparison areas (the HFP sites were Atlanta, Baltimore,
Metro Denver, Houston, Nashville, Oakland, Portland, San
Francisco, and Seattle; comparison sites were San Jose/Santa
Clara County, Cincinnati, and Pittsburgh) where the project
was not in place, and the collection of extensive family-level
data. The case studies, designed to understand the systems
within each site and how they changed over time, included
review of key documents; conducting a series of on-site
interviews, with a variety of individual interviews, and
both family and staff focus groups; conducting observations
and tours of project and system services and other activities;
and making telephone follow-up interviews.
Data on families were collected through a uniform data-collection
system (or management information system) designed by the
evaluation team in concert with the projects. The data were
collected by each family's case manager, who tracked the
family from the time they entered the program until they
either voluntarily left or were terminated from services.
The data system provides an opportunity to learn more about
the needs and the characteristics of the population of homeless
families served by the program, and it assesses the implementation
of the project by tracking each family's participation in
the service system.
In addition, a comprehensive assessment, administered by
trained interviewers, was completed with mothers in HFP
families who remained in services-enriched housing four
months or longer. The assessment was designed to learn more
about families who had had a minimum level of participation
in the program. Of the 1,207 families eligible for family
assessment, 781 completed the interview (65 percent). Information
was also routinely collected from the public housing authorities
on the residential status of all families after they left
the program.(return to article)
- For results from other studies of homeless families, see
P. Rossi, "Troubling Families: Family Homelessness
in America," American Behavioral Scientist, 37
(1994), 342-395. For information on welfare recipients,
see M. J. Bane and D. Ellwood, Welfare Realities:
From Rhetoric to Reform (Cambridge, Mass.: Harvard University
Press, 1994).(return to article)
- Data on services are restricted to those families on whom
we have a reasonably high percentage of the monthly case
management contact data (80 percent or better). Across the
nine sites, sufficient data were available on 75 percent
of the HFP families; in five sites, data were available
on 80-90 percent. Thus, the data are likely to be less representative
of the entire service population, especially in some sites
where the percentage is lower.(return to article)
- Because we measured the receipt of services as a case
manager reporting that the mother received the service at
least one time while she was in the program, it is likely
that this longer time period inflates the level of receipt
to some degree (in the sense that the intake figures generally
consider a point in time).(return to article)
- These results, obtained through logistic regressions,
should be used cautiously because of the relatively low
incidence of reporting current severe violence, as well
as the low incidence of residential instability.(return
to article)
- The exit data are based on all families who exit (86 percent)
from the HFP program. Several qualifications need to be
considered when examining these numbers. First, the cited
percentage working is the most conservative estimate, based
on the total number of primary parents on whom exit data
are obtained, including data on those whose working status
is unknown (22 percent of the total). When working status
is computed just on those families for whom this information
is known at exit, the percentage working increases to 26
percent.(return to article)
- For more information, see D. Rog et al., "Case Management
in Practice: Lessons from the Evaluation of the RAJ/HUD
Homeless Families Program," Journal of Prevention and
Intervention in the Community (forthcoming)(return
to article)
- As with the services data, case management contacts are
limited to families for whom 80 percent or more of the data
are available. The same issues of representativeness of
these data apply.(return to article)
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